The Center for Financial Professionals conducted a webinar , “A discussion on the key findings from CeFPro’s Global Conduct Risk Survey”
The webinar covers:
Treatment of conduct risk in relation to wider range of operational risks
Understand the scope of risks covered as part of conduct risk framework
Key regulatory drivers for conduct risks
Practices on raising awareness on conduct risks within the 1st line
Key controls implemented for managing conduct risks
Risk Webinar, Led By:
Leslie Perry Coombs, IB C&ORC Head of Conduct Risk and SMF 16 Support, UBS
Aidan O’Brien, Head of Operational Risk, Crowns Agents Bank
Manoj Kulwal, Co-Founder and Chief Risk Officer, RiskSpotlight
Andreas Simou, Director, Center for Financial Professionals
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